Case Study

Fintech Start Up Pack

June 28, 2019

Client
A newly established cryptocurrency exchange and EMI agent based in the UK.

Objective
The project objective was to help a newly established cryptocurrency exchange and EMI to establish a suite of financial crime policies and procedures personally tailored to best fit their business model and specific risks. As a result, the client was left in a better position to meet their regulatory obligations and operate with up to date policies with industry best practice.

Approach to engaging with the client
We initiated the project by an initial meeting with the client to find out how their business model works and where they see the specific risks exposure to their business, we then provide assistance with tailoring the documents to the firm’s specific business model.

Outcome
The firm is left with a suite of industry standard AML policy and procedural documentation that is compliant with financial regulations. The firm is therefore equipped to identify and mitigate their AML risk.