Knowledge Base
Blogs
Read our most recent articles, where we aim to add value by providing our expert insights on the latest regulations.
- Regulatory Compliance
The FCA launched a consultation on proposed guidance for financial promotions in July 2023. Then, on 26 March 2024, the regulator published its finalised guidance which clarified its expectations for financial firms and influencers.
- 27/03/2024
- Operational Resilience
In this blog, Senior Manager David Norton discusses the dependence on AWS, Microsoft and other global suppliers by financial services firms, and the struggle to manage this ‘over-reliance’ on critical third parties (CTPs) that are intrinsic to the entire UK financial sector.
- 20/03/2024
- Consumer Duty
In this blog, I will explore the type of information to be presented to the Board and, importantly, how the Board should respond. And, as per true, fscom-super-helpful style, we have two templates to share with clients and prospective clients alike.
- 15/03/2024
