Regulatory Compliance

Brexit Planning Service

As a response to Brexit, we have developed a dedicated service that manages authorisation applications for UK clients to regulators in different EU jurisdictions, by dealing directly with the regulators themselves. Our Brexit Planning service adopts a tailor-made approach which makes the process as seamless as possible while greatly enhancing the likelihood of success. Our director James Borley has gained vital insight into authorisation processes across the EU by personally visiting EU regulators (many of whom he knew through his work within the FCA) to develop a high level of knowledge of the post-Brexit landscape, hosting workshops attended by EU regulators, and developing Brexit-specific content such as e-books, training sessions, and white papers for the industry.

We are also helping firms authorised elsewhere in the EEA to make sure they can continue to provide services into the UK by availing of the temporary permissions regime (TPR) and then applying for the necessary permissions from the FCA, PRA and HMRC.

Benefit from our unique position in the UK and EU market

As a financial services regulatory compliance consultancy in Belfast, London and Dublin we are uniquely positioned to support your business serve clients in the UK, Ireland and the rest of the EU.

If you would like to talk through your options, get in touch and book a free initial consultation with our Director James Borley today. Alternatively, you can download our Brexit Planning E-Book which presents an overview of the different EU regulators and our Brexit Planning Whitepaper which presents an overview of the different AML regimes across Europe.